Implications & Reporting Requirements for
US Foreign Private Investors

US SEC Reporting is requirement for:

• Subsidiaries of US firms that are based in Europe
• US listed companies
• Clients of US companies

Full coverage at IIR's US Reporting Issues for Non-US Issuers includes:

1. Understanding the SEC and the SROs
   
   
2. Clarifying the Framework for US Securities Laws
   
   
3. Preparing for the US Market
   
   
4. Accessing the US Market
   
   
5. The IPO Process and Reporting Basics
   
   
6. Ongoing Reporting Requirements
   
   
7. Governance Issues
   
   
8. The Deregistration Process
   
   
9. European Securities Law Developments

Nilene R. Evans

Nilene R. Evans is Of Counsel in the Capital Markets Group. Ms. Evans counsels domestic and foreign, public and privately held companies, advising them on issues ranging from securities offerings, mergers, acquisitions and dispositions to ongoing disclosure and compliance obligations and general strategic planning. She has extensive experience acting as counsel for underwriters and issuers in initial and subsequent public and private equity and debt offerings, including PIPEs and complex private equity investments. Ms. Evans also has had substantial experience over the years in fast-paced "shelf" public and Rule 144A offerings by major corporations, including REITs.

Ms. Evans has written and presented about federal securities laws for foreign issuers, how companies should navigate during times of economic crisis, the role of general counsel in difficult times, Rule 10b5-1 plans, and other securities and corporate law issues; particularly corporate governance and disclosure requirements, including the requirements of the Sarbanes-Oxley Act of 2002 and the Public Securities Litigation Reform Act.

Anna Pinedo

Anna Pinedo has concentrated her practice on securities and derivatives. She represents issuers, investment banks/financial intermediaries, and investors in financing transactions, including public offerings and private placements of equity and debt securities, as well as structured notes and other structured products.

Ms. Pinedo has been included in Best Lawyers in America, Euromoney's Expert Guide for Capital Markets, Crain's New York Business "Forty Under 40" and in Investment Dealer's Digest "Forty Under 40" and Hispanic Business's "100 Most Influential Hispanics." Ms. Pinedo has been ranked by Chambers USA as one of America's leading capital markets-derivatives lawyers and by Chambers Global as one of the world's leading lawyers (recommended in capital markets–derivatives).
Ms. Pinedo has also been cited as a recommended lawyer for capital markets in the IFLR1000 Guide to Leading Lawyers and as a recommended lawyer in capital markets – debt and equity and derivatives and as one of five leading lawyers in global offerings by The Legal 500 US. PLC Which lawyer? ranks Ms. Pinedo as a highly recommended lawyer for derivatives and a recommended lawyer for equity. Ms. Pinedo was a recipient of the Burton Award for Legal Achievement in 2007, 2009 and 2011 which honors excellence in legal writing.